Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff Alan Merlino | 2207585 | 3 | 01/29/1999 | Customer Dispute | Closed-No Action | $6,355.49 | $0.00 | See FINRA Report |
| Robert Andres Nielsen | 348092 | 4 | 01/29/1999 | Customer Dispute | Closed-No Action | $181,504.00 | $0.00 | See FINRA Report |
| Robert David Child | 500359 | 13 | 01/29/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronald Harold Thomas | 1326756 | 1 | 01/27/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Mary Gallen Mastromarino | 1298196 | 1 | 01/27/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alan Marshall Kestin | 2722883 | 2 | 01/25/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 01/21/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| David James Dinter | 1589278 | 2 | 01/21/1999 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Steven Howard Weiss | 1281646 | 3 | 01/20/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Scott Lardin | 2092110 | 4 | 01/19/1999 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |