Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Christensen | 1379012 | 3 | 02/10/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| William Brian Molloy | 2204529 | 4 | 02/08/1999 | Customer Dispute | Closed-No Action | $10,625.00 | $0.00 | See FINRA Report |
| Gerald Michael Garcia | 1783471 | 1 | 02/07/1999 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Steven Charles Cole | 1385405 | 3 | 02/04/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Koney | 1575184 | 1 | 02/03/1999 | Customer Dispute | Closed-No Action | $26,911.60 | $0.00 | See FINRA Report |
| Robert Louis Hayward | 240812 | 2 | 02/03/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Earl Diemer | 1741689 | 2 | 02/02/1999 | Customer Dispute | Closed-No Action | $12,700.00 | $0.00 | See FINRA Report |
| Shane Lee Rogers | 2467431 | 1 | 02/02/1999 | Customer Dispute | Closed-No Action | $24,254.70 | $0.00 | See FINRA Report |
| John Clair Maggart | 834039 | 1 | 02/02/1999 | Customer Dispute | Closed-No Action | $91,716.00 | $0.00 | See FINRA Report |
| Max Theisen Larsen | 1406283 | 3 | 02/01/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |