Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Patrick McAfee | 2201487 | 1 | 04/12/1999 | Customer Dispute | Closed-No Action | $12,616.40 | $0.00 | See FINRA Report |
| Robert Scott Wilder | 2559813 | 11 | 04/11/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Drew Straughan | 2084151 | 1 | 04/09/1999 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Daniel Eric Marting | 2380678 | 1 | 04/07/1999 | Customer Dispute | Closed-No Action | $136,224.00 | $0.00 | See FINRA Report |
| Robert F Gallo | 861092 | 7 | 04/06/1999 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| David Alan Kelly | 1257556 | 1 | 04/05/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Henry Orzel | 1373206 | 6 | 03/31/1999 | Customer Dispute | Closed-No Action | $12,435.20 | $0.00 | See FINRA Report |
| Jason Edward Silva | 2775097 | 1 | 03/31/1999 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Rudy Dela Cruz | 1004648 | 1 | 03/29/1999 | Customer Dispute | Closed-No Action | $10,951.00 | $0.00 | See FINRA Report |
| Vincente J Cisneros | 2412896 | 3 | 03/26/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |