Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harvey Matcovsky | 1042273 | 4 | 05/06/1999 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Mushtaq Ahmed | 2609335 | 4 | 05/05/1999 | Customer Dispute | Closed-No Action | $56,066.20 | $0.00 | See FINRA Report |
| Lovell George Shore | 1415781 | 4 | 05/04/1999 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Jason McTaggart | 2579561 | 1 | 05/03/1999 | Customer Dispute | Closed-No Action | $53,625.00 | $0.00 | See FINRA Report |
| James Daniel Schenk | 2185026 | 1 | 04/29/1999 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Robert William Allen | 2359596 | 1 | 04/29/1999 | Customer Dispute | Closed-No Action | $50,499.20 | $0.00 | See FINRA Report |
| Roger Robert La Clair | 706898 | 2 | 04/29/1999 | Customer Dispute | Closed-No Action | $50,499.20 | $0.00 | See FINRA Report |
| John I Snyder | 2222143 | 5 | 04/28/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bahram Behray | 1174618 | 1 | 04/27/1999 | Customer Dispute | Closed-No Action | $10,410.80 | $0.00 | See FINRA Report |
| Timothy P Bradley | 2112300 | 1 | 04/27/1999 | Customer Dispute | Closed-No Action | $1.00 | $0.00 | See FINRA Report |