Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ira Jeffrey Musiker | 2165319 | 3 | 05/20/1999 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Bruce Jay Rhodes | 866914 | 7 | 05/19/1999 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 05/19/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Larrence Page | 2269324 | 20 | 05/19/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Eileen Dianne Laughton | 1029094 | 3 | 05/18/1999 | Customer Dispute | Closed-No Action | $30,084.00 | $0.00 | See FINRA Report |
| Vito Anthony Quercia | 2606631 | 2 | 05/14/1999 | Customer Dispute | Closed-No Action | $20,124.20 | $0.00 | See FINRA Report |
| George Edward Diamantis | 1311320 | 3 | 05/11/1999 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Stephen Starling Vise | 455052 | 1 | 05/10/1999 | Customer Dispute | Closed-No Action | $35,124.80 | $0.00 | See FINRA Report |
| William Robert Eagleton | 74656 | 2 | 05/10/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher John Mulcahy | 1487985 | 2 | 05/06/1999 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |