Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Angelo Johnston | 1501144 | 2 | 06/11/1999 | Customer Dispute | Closed-No Action | $5,250.00 | $0.00 | See FINRA Report |
| Ryan Kent Klyn | 2684036 | 1 | 06/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Pablo Rene Zalduendo | 1196913 | 4 | 06/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Richard Hawke | 1631871 | 3 | 06/07/1999 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Thomas Leigh Barr | 720803 | 3 | 06/03/1999 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Jacob N Ben-Porat | 18496 | 1 | 06/03/1999 | Customer Dispute | Closed-No Action | $140,000.00 | $0.00 | See FINRA Report |
| Donald Morris Christenson | 1314316 | 1 | 06/01/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Denise Diane Sauber | 2398039 | 1 | 06/01/1999 | Customer Dispute | Closed-No Action | $44,000.00 | $0.00 | See FINRA Report |
| Robert Pace Frankel | 1385480 | 3 | 05/27/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Daniel Crawford | 1930730 | 1 | 05/24/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |