Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Todd Hogan | 1901482 | 4 | 06/30/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Jean | 2025893 | 3 | 06/29/1999 | Customer Dispute | Closed-No Action | $5,400.00 | $0.00 | See FINRA Report |
| John Patrick Vaughan | 2385113 | 1 | 06/25/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Earl Jacoby | 856153 | 5 | 06/25/1999 | Customer Dispute | Closed-No Action | $5,120.32 | $0.00 | See FINRA Report |
| Miguel Arturo Wills | 2190197 | 3 | 06/17/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dennis Paul Marinich | 1010011 | 3 | 06/16/1999 | Customer Dispute | Closed-No Action | $23,000.00 | $0.00 | See FINRA Report |
| David Francis Canino | 812385 | 2 | 06/16/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Paul Moshenko | 839172 | 1 | 06/15/1999 | Customer Dispute | Closed-No Action | $22,785.50 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 06/14/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gilbert Pumar | 1863984 | 1 | 06/14/1999 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |