Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Bryant Chrissinger | 2360321 | 3 | 07/26/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Freeland | 3101349 | 1 | 07/26/1999 | Customer Dispute | Closed-No Action | $17,550.00 | $0.00 | See FINRA Report |
| Michael John Rukujzo | 1386173 | 9 | 07/21/1999 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Daniel Christopher Horgan | 1620034 | 5 | 07/14/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Garrett Leonard Going | 2219013 | 4 | 07/14/1999 | Customer Dispute | Closed-No Action | $7,437.00 | $0.00 | See FINRA Report |
| Stephen C Fox | 2465427 | 1 | 07/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Calabro | 1256678 | 1 | 07/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ahsan R Shaikh | 2306482 | 10 | 07/06/1999 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Douglas Robert Conoway | 1363289 | 1 | 06/30/1999 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Michael Todd Hogan | 1901482 | 4 | 06/30/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |