Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glen Curtis Renaud | 1553736 | 5 | 08/23/1999 | Customer Dispute | Closed-No Action | $234,600.00 | $0.00 | See FINRA Report |
| Thomas Anthony Gallagher | 1976385 | 5 | 08/20/1999 | Customer Dispute | Closed-No Action | $9,029.59 | $0.00 | See FINRA Report |
| Frederick Lanfear Browne | 33217 | 4 | 08/20/1999 | Customer Dispute | Closed-No Action | $23,000.00 | $0.00 | See FINRA Report |
| Raymond Butler Gault | 1420138 | 2 | 08/20/1999 | Customer Dispute | Closed-No Action | $43,336.00 | $0.00 | See FINRA Report |
| Scott Howard Goldstein | 1630008 | 5 | 08/19/1999 | Customer Dispute | Closed-No Action | $31,500.00 | $0.00 | See FINRA Report |
| Stephen Douglas Wood | 1308917 | 7 | 08/19/1999 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| John Joseph Marshall | 2645278 | 2 | 08/18/1999 | Customer Dispute | Closed-No Action | $58,000.00 | $0.00 | See FINRA Report |
| Charles Oliver Hundley | 253156 | 3 | 08/17/1999 | Customer Dispute | Closed-No Action | $95,000.00 | $0.00 | See FINRA Report |
| Daniel Raynee Green | 2423085 | 3 | 08/17/1999 | Customer Dispute | Closed-No Action | $7,821.75 | $0.00 | See FINRA Report |
| Paul Andrew Altobelli | 2212401 | 2 | 08/16/1999 | Customer Dispute | Closed-No Action | $12,500.00 | $0.00 | See FINRA Report |