Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Thomas King | 2403479 | 2 | 09/23/1999 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Anders Arendt De-Jounge | 2318841 | 6 | 09/22/1999 | Customer Dispute | Closed-No Action | $52,594.50 | $0.00 | See FINRA Report |
| Albert Michael D'Amato | 2630045 | 2 | 09/18/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Steven Jay Lasser | 1219741 | 3 | 09/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tommy Robert Tervort | 2283262 | 11 | 09/02/1999 | Customer Dispute | Closed-No Action | $8,572.50 | $0.00 | See FINRA Report |
| William Brian Molloy | 2204529 | 4 | 09/02/1999 | Customer Dispute | Closed-No Action | $14,437.00 | $0.00 | See FINRA Report |
| Stephen Joseph Gesualdi | 1913247 | 3 | 09/01/1999 | Customer Dispute | Closed-No Action | $72,500.00 | $0.00 | See FINRA Report |
| George Edward Fischer | 1315706 | 13 | 08/30/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Corwin A Roth | 2671829 | 1 | 08/30/1999 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Daniel Christopher Stearns | 1888242 | 3 | 08/27/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |