Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danny Lee Stockton | 1944847 | 2 | 10/13/1999 | Customer Dispute | Closed-No Action | $7,250.00 | $0.00 | See FINRA Report |
| Tracy Rae Turner | 1385745 | 36 | 10/05/1999 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| David Joseph Dettloff | 728330 | 2 | 10/05/1999 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Michael John Steinberg | 2116685 | 1 | 10/04/1999 | Customer Dispute | Closed-No Action | $36,535.00 | $0.00 | See FINRA Report |
| Kim Leon Cowdell | 1065494 | 4 | 10/01/1999 | Customer Dispute | Closed-No Action | $18,555.50 | $0.00 | See FINRA Report |
| William Mathews Dolan | 69554 | 3 | 09/28/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Albert Garrity | 2085729 | 2 | 09/28/1999 | Customer Dispute | Closed-No Action | $8,262.00 | $0.00 | See FINRA Report |
| Carl David Thill | 819936 | 1 | 09/24/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Weinberg | 2281782 | 2 | 09/23/1999 | Customer Dispute | Closed-No Action | $21,300.00 | $0.00 | See FINRA Report |
| Hans Anders Johnson | 823712 | 3 | 09/23/1999 | Customer Dispute | Closed-No Action | $26,000.00 | $0.00 | See FINRA Report |