Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Richard Graebner | 226940 | 5 | 10/25/1999 | Customer Dispute | Closed-No Action | $2,500.00 | $0.00 | See FINRA Report |
| William Worthen King | 1432593 | 29 | 10/25/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Larry David Selzer | 1752635 | 2 | 10/20/1999 | Customer Dispute | Closed-No Action | $270,000.00 | $0.00 | See FINRA Report |
| James Gilbert Mardock | 2250368 | 2 | 10/20/1999 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Richard William Bauman | 15095 | 1 | 10/18/1999 | Customer Dispute | Closed-No Action | $46,000.00 | $0.00 | See FINRA Report |
| William Louis Meyer | 1018380 | 1 | 10/18/1999 | Customer Dispute | Closed-No Action | $17,829.60 | $0.00 | See FINRA Report |
| Oscar Merrill Osborn | 2216177 | 1 | 10/18/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Sheila Elaine Carmen | 2869452 | 4 | 10/15/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rocco Papandrea | 2057390 | 2 | 10/15/1999 | Customer Dispute | Closed-No Action | $28,308.40 | $0.00 | See FINRA Report |
| Roger Daniel Dunson | 835618 | 2 | 10/14/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |