Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Wayne Smith | 1059581 | 3 | 11/15/1999 | Customer Dispute | Closed-No Action | $11,671.50 | $0.00 | See FINRA Report |
| George Robert Gonzalez | 1266143 | 5 | 11/15/1999 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| George Vincent Ryan | 2182614 | 7 | 11/10/1999 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Scott Philip Laruez | 1966528 | 6 | 11/10/1999 | Customer Dispute | Closed-No Action | $6,262.98 | $0.00 | See FINRA Report |
| Andrew R Wilson | 2619915 | 1 | 11/10/1999 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Michael Brian Sprenger | 2507272 | 2 | 11/05/1999 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| John Louis Guarnieri | 1787810 | 2 | 11/05/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Charles Hill Jr | 1959724 | 4 | 11/05/1999 | Customer Dispute | Closed-No Action | $5,009.56 | $0.00 | See FINRA Report |
| Bruce Edward Orenstein | 732486 | 5 | 11/04/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark John Gathagan | 1365709 | 6 | 11/01/1999 | Customer Dispute | Closed-No Action | $56,000.00 | $0.00 | See FINRA Report |