Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barth Carl Roberts | 1787818 | 1 | 11/29/1999 | Customer Dispute | Closed-No Action | $75,953.00 | $0.00 | See FINRA Report |
| Nicholas Salvatore Cosentino | 1916176 | 1 | 11/28/1999 | Customer Dispute | Closed-No Action | $99,916.00 | $0.00 | See FINRA Report |
| Gary Anthony Hernandez | 1763253 | 1 | 11/22/1999 | Customer Dispute | Closed-No Action | $184,088.00 | $0.00 | See FINRA Report |
| Mark Friese | 1629186 | 5 | 11/22/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Randolph Nair Carver | 1586558 | 3 | 11/20/1999 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 11/19/1999 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 11/19/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael James Gallucci | 1005485 | 1 | 11/16/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rix Carlton Smith | 1061442 | 2 | 11/16/1999 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Randolph Nair Carver | 1586558 | 3 | 11/16/1999 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |