Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven A Hoffman | 1831998 | 2 | 12/14/1999 | Customer Dispute | Closed-No Action | $38,010.00 | $0.00 | See FINRA Report |
| William Roy Bredt | 1621507 | 4 | 12/13/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dane Alfred Decker | 63630 | 2 | 12/13/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Brian Kenyon | 1324495 | 3 | 12/13/1999 | Customer Dispute | Closed-No Action | $5,568.00 | $0.00 | See FINRA Report |
| Barry Howard Bredt | 29542 | 4 | 12/13/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Craig Locker | 2177576 | 3 | 12/10/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Randy Yale Landsman | 1901787 | 1 | 12/10/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kris Jonathan Brenneman | 1643541 | 2 | 12/01/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eliot Girard Rosenthal | 1792530 | 2 | 12/01/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew James Dill | 2152878 | 3 | 11/30/1999 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |