Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian James Megley | 2302308 | 5 | 12/29/1999 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Luanne Kay Frolick | 1197029 | 4 | 12/29/1999 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
| Jon Louis Peterson | 2173602 | 2 | 12/24/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Donald MacKo | 2520638 | 1 | 12/21/1999 | Customer Dispute | Closed-No Action | $7,350.00 | $0.00 | See FINRA Report |
| Christopher Eugene Shufeldt | 2831033 | 4 | 12/21/1999 | Customer Dispute | Closed-No Action | $30,570.00 | $0.00 | See FINRA Report |
| Calvin L Wilson Jr | 844609 | 1 | 12/17/1999 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Michael Jay Shatsky | 2430683 | 6 | 12/17/1999 | Customer Dispute | Closed-No Action | $5,001.00 | $0.00 | See FINRA Report |
| Richard C Wilt | 1849007 | 6 | 12/17/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Dubois | 1162522 | 3 | 12/15/1999 | Customer Dispute | Closed-No Action | $23,000.00 | $0.00 | See FINRA Report |
| Everett Scott Youngberg | 1370715 | 4 | 12/14/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |