Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garry Thomas Switala | 839640 | 1 | 01/07/2000 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| David J Sterner | 2095308 | 2 | 01/07/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronald John Haley | 2395105 | 1 | 01/06/2000 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Coleman | 2032278 | 2 | 01/04/2000 | Customer Dispute | Closed-No Action | $23,751.00 | $0.00 | See FINRA Report |
| Alex Jose Gierbolini | 2894231 | 24 | 01/04/2000 | Customer Dispute | Closed-No Action | $5,800.00 | $0.00 | See FINRA Report |
| Irwin Martin Kulman | 1446946 | 3 | 01/04/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jack Sorensen Gilbert | 1042750 | 2 | 01/04/2000 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Stephen Michael Golliher | 1074656 | 1 | 12/31/1999 | Customer Dispute | Closed-No Action | $303,200.00 | $0.00 | See FINRA Report |
| Jeffrey Morgan Taylor | 1711477 | 1 | 12/30/1999 | Customer Dispute | Closed-No Action | $10,998.80 | $0.00 | See FINRA Report |
| Phillip Eugene Miller | 2028291 | 1 | 12/29/1999 | Customer Dispute | Closed-No Action | $17,500.00 | $0.00 | See FINRA Report |