Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George E Smith | 816961 | 5 | 01/14/2000 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| John Richard Orr | 2652948 | 1 | 01/13/2000 | Customer Dispute | Closed-No Action | $9,500.00 | $0.00 | See FINRA Report |
| Peter John Klimuszko | 2078946 | 1 | 01/13/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Lynford Fillmore Liebum | 309422 | 1 | 01/12/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| John Chungsin Luk | 1241278 | 2 | 01/12/2000 | Customer Dispute | Closed-No Action | $22,000.00 | $0.00 | See FINRA Report |
| Anna W Sielawko | 2887421 | 2 | 01/12/2000 | Customer Dispute | Closed-No Action | $92,000.00 | $0.00 | See FINRA Report |
| David Kraemer | 2511682 | 1 | 01/11/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Francis Dames | 601526 | 1 | 01/10/2000 | Customer Dispute | Closed-No Action | $5,236.65 | $0.00 | See FINRA Report |
| David Herbert Trautenberg | 2077876 | 4 | 01/10/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Allison Barbara Clago | 1193764 | 3 | 01/10/2000 | Customer Dispute | Closed-No Action | $5,926.00 | $0.00 | See FINRA Report |