Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfredo Oliva | 3083002 | 3 | 02/08/2000 | Customer Dispute | Closed-No Action | $2,847,960.00 | $0.00 | See FINRA Report |
| Sanford Bart Krilov | 1040028 | 1 | 02/07/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward J Yen | 867919 | 4 | 02/04/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dennis Barry Holmstrom | 1619349 | 5 | 02/04/2000 | Customer Dispute | Closed-No Action | $11,660.00 | $0.00 | See FINRA Report |
| Gail Terese Aglynas | 1495290 | 2 | 02/02/2000 | Customer Dispute | Closed-No Action | $10,443.00 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 02/01/2000 | Customer Dispute | Closed-No Action | $94,964.40 | $0.00 | See FINRA Report |
| Paul Max Price | 2776023 | 2 | 01/31/2000 | Customer Dispute | Closed-No Action | $14,500.00 | $0.00 | See FINRA Report |
| John Kenneth Reiber | 1488053 | 2 | 01/31/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Ceffalio | 2619565 | 5 | 01/31/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Walter Zurek | 1022050 | 1 | 01/31/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |