Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sammy Dexter Legaspi | 2390025 | 6 | 03/01/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Lewis Wright | 1998678 | 1 | 02/29/2000 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Donald David Boucher | 2636773 | 2 | 02/29/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Donald David Boucher | 2636773 | 2 | 02/29/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Lloyd Russell Weber | 851046 | 1 | 02/28/2000 | Customer Dispute | Closed-No Action | $16,500.00 | $0.00 | See FINRA Report |
| Craig S Thomas | 1029373 | 3 | 02/28/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Keith David Huberman | 3035582 | 1 | 02/25/2000 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Jacob Yashar | 2183743 | 2 | 02/24/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Peter Dotterweich | 2267494 | 1 | 02/23/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Kingsley Swift | 722124 | 4 | 02/23/2000 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |