Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Fielding Lockwood | 1730359 | 1 | 03/10/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jack Jun Xie | 2445367 | 4 | 03/10/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Haden Thurston Dudley | 866608 | 2 | 03/07/2000 | Customer Dispute | Closed-No Action | $17,200.00 | $0.00 | See FINRA Report |
| Michael Vincent Foley | 2595233 | 3 | 03/06/2000 | Customer Dispute | Closed-No Action | $9,734.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 03/06/2000 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
| Robert Lovitt | 2153959 | 3 | 03/03/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Lovitt | 2153959 | 3 | 03/03/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Darrell Sheridan James | 1124647 | 2 | 03/02/2000 | Customer Dispute | Closed-No Action | $198,000.00 | $0.00 | See FINRA Report |
| Paul Bissell Graves Sr | 1160679 | 1 | 03/02/2000 | Customer Dispute | Closed-No Action | $24,776.20 | $0.00 | See FINRA Report |
| Andre Mangano | 2543101 | 2 | 03/01/2000 | Customer Dispute | Closed-No Action | $6,443.00 | $0.00 | See FINRA Report |