Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve Michael MacOni | 1078760 | 3 | 03/16/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edwin Richard Rodriguez | 402367 | 1 | 03/15/2000 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| John Michael Clifford | 2647204 | 3 | 03/15/2000 | Customer Dispute | Closed-No Action | $49,000.00 | $0.00 | See FINRA Report |
| George Keener Gill | 2726318 | 1 | 03/13/2000 | Customer Dispute | Closed-No Action | $12,051.00 | $0.00 | See FINRA Report |
| David McDonald Gibbs | 824932 | 8 | 03/13/2000 | Customer Dispute | Closed-No Action | $9,354.76 | $0.00 | See FINRA Report |
| Walter Roy Bomgren | 1138265 | 2 | 03/13/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sharon Schiedeck Jones | 2527624 | 6 | 03/13/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Donald Miller | 2397812 | 3 | 03/13/2000 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Christopher Donald Miller | 2397812 | 3 | 03/13/2000 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Bonnie Lynn Krosin | 2011253 | 1 | 03/10/2000 | Customer Dispute | Closed-No Action | $128,000.00 | $0.00 | See FINRA Report |