Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Lauro Domenech | 734276 | 2 | 03/21/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Miles Stroup | 873856 | 5 | 03/21/2000 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| David Alan Smith | 2310306 | 3 | 03/20/2000 | Customer Dispute | Closed-No Action | $6,500.00 | $6,500.00 | See FINRA Report |
| Christopher David Sinkula | 2001512 | 14 | 03/20/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jack Chite | 1160338 | 1 | 03/20/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michelle Robyn Harf-Grim | 2416573 | 1 | 03/20/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Winn | 1198523 | 4 | 03/17/2000 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Susan Dolores Natsios | 2408052 | 1 | 03/17/2000 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Cheryl S Berenson | 707699 | 2 | 03/17/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cecilia I Ward | 2600745 | 1 | 03/17/2000 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |