Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marguerite Maria Panico Fiori | 2968685 | 2 | 03/30/2000 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
Robert William Taylor | 2596525 | 1 | 03/29/2000 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
David Alan Smith | 2310306 | 3 | 03/28/2000 | Customer Dispute | Closed-No Action | $8,000.00 | $8,000.00 | See FINRA Report |
Daniel Jacob Goldstein | 1670739 | 1 | 03/27/2000 | Customer Dispute | Closed-No Action | $199,819.00 | $0.00 | See FINRA Report |
Elissa Johnson | 2125321 | 2 | 03/25/2000 | Customer Dispute | Closed-No Action | $7,633.90 | $0.00 | See FINRA Report |
Stephen John McHale | 2864314 | 1 | 03/24/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Ernest Michael Bush | 1580389 | 3 | 03/23/2000 | Customer Dispute | Closed-No Action | $41,500.00 | $0.00 | See FINRA Report |
Edmond Joseph Bristow | 30858 | 1 | 03/23/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Robert Foster Woodcock | 1575147 | 2 | 03/22/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Michael Scott Currier | 2244220 | 1 | 03/22/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |