Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank J Bodi | 1107838 | 14 | 04/11/2000 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Ruth Elizabeth Saada | 1602646 | 2 | 04/11/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Robert Agresti | 1571339 | 4 | 04/05/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Anthony Reguero | 1201282 | 1 | 04/05/2000 | Customer Dispute | Closed-No Action | $625,000.00 | $0.00 | See FINRA Report |
| Walter R Trapp | 723518 | 1 | 04/04/2000 | Customer Dispute | Closed-No Action | $534,055.00 | $0.00 | See FINRA Report |
| Peter Phillip Perry | 1364460 | 2 | 04/04/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Christopher Feltl | 2366353 | 1 | 04/03/2000 | Customer Dispute | Closed-No Action | $16,468.80 | $0.00 | See FINRA Report |
| Richard William Reiss | 1004733 | 3 | 04/02/2000 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| George Peter Koulouris | 1059875 | 10 | 04/01/2000 | Customer Dispute | Closed-No Action | $26,600.00 | $0.00 | See FINRA Report |
| Kyle William Jenner | 1441817 | 5 | 03/31/2000 | Customer Dispute | Closed-No Action | $24,322.80 | $0.00 | See FINRA Report |