Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Scott Tritsch | 1803673 | 2 | 04/18/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ivan Richard Gefen | 1229418 | 12 | 04/15/2000 | Customer Dispute | Closed-No Action | $52,937.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 04/14/2000 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Robert Vincent Hills | 1004128 | 5 | 04/14/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Donald Ricinak | 1974196 | 1 | 04/14/2000 | Customer Dispute | Closed-No Action | $34,000.00 | $0.00 | See FINRA Report |
| David Robert Feigelman | 1083638 | 3 | 04/14/2000 | Customer Dispute | Closed-No Action | $9,500.00 | $0.00 | See FINRA Report |
| Nancy Lee Fairchild | 1176391 | 1 | 04/13/2000 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| John Douglas Letourneau | 2612725 | 4 | 04/13/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Diane Marie Peterson Carter | 1240731 | 2 | 04/13/2000 | Customer Dispute | Closed-No Action | $10,778.00 | $0.00 | See FINRA Report |
| Rice E Brown | 600405 | 4 | 04/11/2000 | Customer Dispute | Closed-No Action | $7,725.71 | $0.00 | See FINRA Report |