Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Patrick Patat | 2212977 | 2 | 04/25/2000 | Customer Dispute | Closed-No Action | $62,625.00 | $0.00 | See FINRA Report |
| Ronald John Yoviene | 2170318 | 2 | 04/24/2000 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Brian D Yaiser | 1258534 | 3 | 04/24/2000 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Robert Donald Field | 1219036 | 1 | 04/21/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Craig Smith | 1620160 | 3 | 04/20/2000 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Walter S Schwartz | 416487 | 2 | 04/20/2000 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| David J Donovan | 1294119 | 2 | 04/19/2000 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Stephen Barto | 2445955 | 1 | 04/19/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert William Keyes | 1419419 | 2 | 04/19/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Suk Ko | 2487060 | 5 | 04/18/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |