Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Ole Otzen | 2522564 | 2 | 05/02/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Lawrence Kennedy Green | 2059816 | 4 | 05/01/2000 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Scott Alan Latshaw | 2270958 | 6 | 05/01/2000 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Richard Patrick O'Donnell | 351144 | 1 | 04/28/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Ronald Sanford | 1072165 | 2 | 04/28/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert L II Hayes | 3047478 | 2 | 04/28/2000 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| George Joseph Koeltl | 2894410 | 3 | 04/28/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Allen Wilson | 730674 | 5 | 04/26/2000 | Customer Dispute | Closed-No Action | $5,634.00 | $0.00 | See FINRA Report |
| Alvaro M Alves | 2762083 | 2 | 04/26/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| William Jerry Roach | 400532 | 1 | 04/25/2000 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |