Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shelley A Fromm | 3098695 | 1 | 05/04/2000 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Dodd Newton Koeckert | 1376169 | 1 | 05/04/2000 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Kurt Erik Grimmelmann | 862180 | 1 | 05/03/2000 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
| Shervin Jacob Mellegard | 1726019 | 6 | 05/03/2000 | Customer Dispute | Closed-No Action | $85,000.00 | $0.00 | See FINRA Report |
| Shervin Jacob Mellegard | 1726019 | 6 | 05/03/2000 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Kenneth Eugene Sawatzky | 1636444 | 1 | 05/03/2000 | Customer Dispute | Closed-No Action | $24,000.00 | $0.00 | See FINRA Report |
| Frank Joseph Mirabella | 2224600 | 5 | 05/03/2000 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Andrew Gordon McDonald | 1142357 | 5 | 05/03/2000 | Customer Dispute | Closed-No Action | $225,000.00 | $0.00 | See FINRA Report |
| Larry Winford Crosthwaite | 3083003 | 1 | 05/03/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Richard Mathewson | 1667555 | 1 | 05/02/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |