Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Page Jay Potter | 3078634 | 2 | 05/24/2000 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| John Michael Polanshek | 1315176 | 3 | 05/24/2000 | Customer Dispute | Closed-No Action | $162,000.00 | $0.00 | See FINRA Report |
| Paul David Hay | 2368896 | 1 | 05/23/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Arthur Todd Doglione | 1794772 | 4 | 05/22/2000 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Alfred Bernard Crake | 1673417 | 2 | 05/22/2000 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Martin David Springer | 1190769 | 2 | 05/22/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Hatcher | 2344609 | 6 | 05/22/2000 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Nancy Jane Laird Paslaqua | 874817 | 2 | 05/22/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Felicia Hillary Sandy Delgado | 1200823 | 1 | 05/19/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Todd Bennett | 1277601 | 1 | 05/19/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |