Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Theodore Mazur | 2772740 | 2 | 06/02/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Robert Dixon | 2779268 | 4 | 06/01/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 06/01/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Rudolph Vollstedt | 1368809 | 2 | 06/01/2000 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Anthony George Sous | 815115 | 1 | 05/31/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Edward House | 1529637 | 1 | 05/31/2000 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Edward Mitchell Gardner | 1067519 | 2 | 05/29/2000 | Customer Dispute | Closed-No Action | $31,933.80 | $0.00 | See FINRA Report |
| Geraldine Veronica Moog | 2287563 | 1 | 05/26/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert David Bolber | 1433513 | 2 | 05/25/2000 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| James Raymond Hare | 2750888 | 2 | 05/25/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |