Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwight Hillis Emanuelson | 200789 | 8 | 06/08/2000 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| David Glenn Miller | 1638266 | 1 | 06/08/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Robinson Sanders | 1092587 | 2 | 06/07/2000 | Customer Dispute | Closed-No Action | $235,000.00 | $0.00 | See FINRA Report |
| Michael Jay Pepe | 1172861 | 9 | 06/07/2000 | Customer Dispute | Closed-No Action | $88,890.80 | $0.00 | See FINRA Report |
| Stephanie Ann Sammons | 2642304 | 1 | 06/07/2000 | Customer Dispute | Closed-No Action | $68,200.00 | $0.00 | See FINRA Report |
| John Anthony Johnson | 2756362 | 3 | 06/06/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| John Anthony Vicari | 1039189 | 1 | 06/05/2000 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Calvin Tatkwan Watt | 3019718 | 1 | 06/05/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Paul W Ziegler | 1516903 | 7 | 06/05/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent J Maggio | 873907 | 3 | 06/02/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |