Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerry John Mangano | 1059546 | 5 | 06/28/2000 | Customer Dispute | Closed-No Action | $28,125.00 | $0.00 | See FINRA Report |
| Mark Ashdown | 859907 | 4 | 06/27/2000 | Customer Dispute | Closed-No Action | $526,000.00 | $0.00 | See FINRA Report |
| Brian David Blough | 3011847 | 2 | 06/26/2000 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Stephen Lee Wolferman | 471370 | 7 | 06/26/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Douglass Schneider | 2172954 | 1 | 06/26/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Harry Ken Lackner | 2115244 | 2 | 06/26/2000 | Customer Dispute | Closed-No Action | $87,000.00 | $0.00 | See FINRA Report |
| Ralph Keith Angelo | 2719384 | 6 | 06/23/2000 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Pat Edward Siracusa | 735988 | 2 | 06/23/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Reilly | 373425 | 2 | 06/23/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Craig Peter Mueller | 1808707 | 1 | 06/23/2000 | Customer Dispute | Closed-No Action | $600,000.00 | $0.00 | See FINRA Report |