Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Alan Latshaw | 2270958 | 6 | 07/05/2000 | Customer Dispute | Closed-No Action | $6,864.00 | $0.00 | See FINRA Report |
| Hugh James Fisher | 2352344 | 3 | 07/05/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew C Black | 1627800 | 1 | 07/05/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Henry Geary | 853462 | 3 | 07/03/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 07/01/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sylvia Kae Lanka-Barone | 1332874 | 3 | 06/30/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| William S Fedor | 2513155 | 2 | 06/30/2000 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Vito Anthony Tango | 1019177 | 1 | 06/30/2000 | Customer Dispute | Closed-No Action | $7,000,000.00 | $0.00 | See FINRA Report |
| James David Rollerson | 2289252 | 4 | 06/30/2000 | Customer Dispute | Closed-No Action | $27,500.00 | $0.00 | See FINRA Report |
| Vincent Michael Magee | 2720508 | 7 | 06/29/2000 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |