Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryn Marie Warsitz | 2101204 | 2 | 07/12/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Gaylon Edward Joullian | 1534417 | 5 | 07/11/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Bolton Dimick | 2637190 | 1 | 07/10/2000 | Customer Dispute | Closed-No Action | $13,850.80 | $0.00 | See FINRA Report |
| Brett Richard Kinzel | 2459657 | 1 | 07/07/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeanne Scott Weinman | 1459084 | 1 | 07/06/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Todd Jankowski | 2325650 | 3 | 07/06/2000 | Customer Dispute | Closed-No Action | $13,932.00 | $0.00 | See FINRA Report |
| G Scott Newsom | 2789672 | 1 | 07/06/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Douglas Albert Pastor | 2903990 | 2 | 07/06/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Jeanne S. P de Boer | 1068101 | 2 | 07/06/2000 | Customer Dispute | Closed-No Action | $7,200.00 | $0.00 | See FINRA Report |
| Berhane Kassahun | 1544625 | 6 | 07/05/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |