Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Alan Kvitek | 4579080 | 1 | 03/25/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Thomas Ross Hackett | 232953 | 3 | 02/29/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Thomas Wayne Mehl | 1727552 | 1 | 11/01/2007 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Bradley Edward Meister | 1253644 | 3 | 08/21/2007 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Paul Gregory Haertling | 4947299 | 1 | 07/23/2007 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| David Thomas Mair | 4504247 | 1 | 06/29/2007 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| William Bryant Higginbotham | 5229046 | 1 | 04/23/2007 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Tyson Thane Schmidt | 4687280 | 1 | 11/14/2006 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| John Louis Fiene | 1584420 | 1 | 10/12/2006 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Glen Allan Rossman | 2260103 | 1 | 09/27/2006 | Civil Bond | $0.00 | $0.00 | See FINRA Report |