Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Lance Eckhardt | 2768659 | 1 | 05/07/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Timothy Michael Gerler | 4658343 | 1 | 05/07/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Jacob Matthew Katz | 2709301 | 1 | 05/06/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| William Lester Fulcher | 1449422 | 1 | 02/12/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Robert William Whitlach | 5294211 | 1 | 02/09/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Brian David Walker | 2892426 | 3 | 02/09/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Stephen Robert Ching | 5531001 | 1 | 02/02/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Kim Michael Vogel | 1590398 | 3 | 08/25/2009 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Edward William Mitchell | 4348186 | 1 | 06/16/2009 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Carl Lamb | 5053084 | 1 | 05/31/2009 | Civil Bond | $0.00 | $0.00 | See FINRA Report |