Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bryon Edward Meyer | 4180506 | 6 | 02/02/2011 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Thomas Anthony Debs | 2787770 | 1 | 01/19/2011 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
John Anthony Medina | 2598095 | 1 | 12/30/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Bryan Lester Dorsey | 6054506 | 2 | 09/30/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Rachel Ann Bunch | 5713580 | 1 | 08/24/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Richard Wilson | 2558323 | 1 | 07/15/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Brent Eugene Lince | 5793665 | 2 | 06/10/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Rick Darrell Sopha | 4216647 | 1 | 05/26/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Nathan Robert Rea | 4511587 | 1 | 05/15/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Lee August Redman | 5781772 | 1 | 05/11/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report |