Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew George Schaser | 2893233 | 1 | 01/30/2015 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Maryann Elizabeth Sievila Dahl | 7450934 | 2 | 01/01/2015 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Robert Walter Schwendemann | 1590974 | 1 | 12/23/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Dawn Gwen Weber | 4281923 | 3 | 12/16/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Brian James Hale | 4307962 | 3 | 11/10/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Heidi Caroline Hunter | 2059563 | 1 | 11/10/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Armando Fernandez | 6516660 | 1 | 08/30/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Lisa Rohrbach Nelson | 3206704 | 1 | 08/28/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Corey James Schmidt | 3041860 | 1 | 03/12/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Robert Austin Boone | 813158 | 1 | 03/12/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report |