Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Joseph Payne | 1290237 | 1 | 06/01/1981 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Raymond Ralph Damis | 1262680 | 1 | 03/27/1980 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| David John Knievel | 732494 | 2 | 02/20/1971 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| James Dion Braden | 1052364 | 2 | 05/01/1958 | Civil Bond | $0.00 | $0.00 | See FINRA Report |