Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Luther Potts | 836106 | 2 | 02/08/1993 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Felicia Caldwell Gopaul | 2407232 | 1 | 12/01/1992 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Dwain Olen Blackwell | 1866785 | 1 | 10/01/1992 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Michael Lynn Rose | 4323440 | 4 | 04/01/1992 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| John Delmer Senseney | 418864 | 2 | 02/21/1992 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| John M Reed | 2247628 | 2 | 12/01/1990 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| William Ashby Frayser | 725637 | 2 | 08/01/1990 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Harry Phillips Kliewer | 1670057 | 1 | 06/04/1990 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| William Madison Swayne | 440968 | 10 | 04/01/1990 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Robert Gerard Cahall | 1472057 | 3 | 02/23/1990 | Civil Bond | $0.00 | $0.00 | See FINRA Report |