Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Cole | 733457 | 1 | 08/20/1998 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Anthony Paul Folino | 3028472 | 1 | 03/01/1998 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Michael Lee Alread | 2403699 | 2 | 08/14/1997 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Theodore Lee Goodsell | 4315955 | 1 | 03/01/1996 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| David Allan Canell | 4058096 | 2 | 02/15/1996 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Robert H Schill | 1526269 | 10 | 11/13/1995 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Robert Lawrence Peek | 359278 | 3 | 10/16/1995 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Anthony S Tursich | 2636346 | 1 | 10/01/1995 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Shawn Thomas James | 2313866 | 4 | 01/10/1995 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Robert Cecil Alston | 2480962 | 1 | 07/30/1994 | Civil Bond | $0.00 | $0.00 | See FINRA Report |