Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Manuel Guerrero | 5309023 | 1 | 02/02/2001 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Albert Alan Goebel | 4477173 | 1 | 02/01/2001 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Dennis Marlin Good | 1290445 | 3 | 09/18/2000 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Adam Grabisch | 4713735 | 1 | 05/18/2000 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Lee Clark | 2426017 | 1 | 02/23/2000 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| David George Grone | 4097952 | 1 | 06/24/1999 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| William Paul Fauzio | 2193834 | 8 | 04/26/1999 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| James Marshall Mars | 1492554 | 2 | 11/30/1998 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Shannon Agnes Shehorn | 4302650 | 2 | 10/10/1998 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Shannon Agnes Shehorn | 4302650 | 2 | 08/26/1998 | Civil Bond | $0.00 | $0.00 | See FINRA Report |