Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Jay Thompson | 1765832 | 2 | 03/04/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| E Sherman Warner | 2209981 | 2 | 03/04/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Barbera | 1958117 | 2 | 02/14/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Len Leboeuf | 1553647 | 6 | 02/13/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Alan Tye | 1773573 | 8 | 02/07/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Anthony Esposito | 2303699 | 6 | 02/07/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Matthew Paperny | 2887436 | 2 | 01/14/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Scott Behrens | 1246183 | 5 | 01/10/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Santo Charles Maggio | 1435081 | 2 | 12/19/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Don Warner Reinhard | 1605933 | 7 | 12/13/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |