Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Granger Marquez | 1957133 | 2 | 05/22/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David King Donovan | 1957475 | 2 | 04/16/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Craig Johnson | 1719524 | 3 | 04/15/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Ann Caporicci | 1985046 | 1 | 04/15/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Lefkowitz | 2170619 | 8 | 04/10/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daryl Oneal Anderson | 2304602 | 5 | 04/07/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Peter John Demarigny | 2883986 | 2 | 03/28/2008 | Civil | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Gary Lynn Lancaster | 2730640 | 3 | 03/26/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Hershey Cummings | 722968 | 3 | 03/25/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Lane Morrow | 3037943 | 3 | 03/14/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |