Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary J Gross | 2436295 | 5 | 09/22/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lance Douglas McKee | 1732523 | 1 | 09/16/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto Hoornweg | 2092648 | 2 | 09/12/2008 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Douglas Lay | 1998960 | 2 | 09/11/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto Hoornweg | 2092648 | 2 | 08/27/2008 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Joseph Bonnell | 1213039 | 8 | 08/13/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Steven Lemons | 1050255 | 7 | 08/01/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Ann Shave | 1767646 | 2 | 07/23/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Harold Roebuck | 2153655 | 2 | 07/09/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Salyer | 2375861 | 2 | 06/23/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |