Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Edmund Bowers | 3260541 | 2 | 12/18/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Glover | 1504122 | 2 | 12/18/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Carry Devlin | 2977781 | 3 | 12/18/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Scott Stern | 1704642 | 3 | 12/05/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Barron Allen Mathis | 4670823 | 2 | 11/18/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Gallagher | 2092711 | 11 | 09/30/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allan Forrest | 1003745 | 5 | 09/24/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Suarez | 1249008 | 3 | 09/24/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael King | 1741632 | 2 | 09/24/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Arnold James | 2206186 | 4 | 09/24/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |