Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Contorinis | 1753997 | 3 | 02/05/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stefan Heinrich Benger | 4602919 | 2 | 02/03/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gordon Burns Grigg | 2060142 | 3 | 01/28/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Thomas Rennie | 2149318 | 7 | 01/23/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Petrokansky | 2282757 | 2 | 01/23/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Edward Bell | 2466506 | 1 | 01/21/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Signer | 719368 | 4 | 01/21/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ross Owen Haugen | 1286021 | 15 | 01/16/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard David Allen | 1292788 | 3 | 01/15/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Douglas Leon Swenson | 1196632 | 4 | 01/15/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |