Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert John Rasch | 2031594 | 2 | 05/05/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Lester Jantzi | 2790352 | 4 | 04/30/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Saul Marvin Meyer | 4402386 | 2 | 04/30/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Nasser Mohamad Mardini | 1919884 | 1 | 04/30/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Lewis Ruderman | 1652198 | 3 | 04/28/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Lee Gunlicks | 1677340 | 3 | 04/20/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Lee Brickey | 2106502 | 7 | 04/15/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 04/15/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Norman Hale Blake | 873703 | 5 | 04/15/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Stanley Greenwald | 5451789 | 1 | 04/09/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |