Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James J Caprio | 1739645 | 5 | 05/28/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lane McCullough | 1407137 | 2 | 05/21/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Simone Orlando Fevola | 2776790 | 2 | 05/20/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Earl Putman | 1036860 | 2 | 05/20/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Joseph Riviello | 1263591 | 10 | 05/20/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Mangiapane | 1700465 | 3 | 05/20/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Vincent Looper | 1682054 | 2 | 05/14/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Kiselak | 4816462 | 2 | 05/11/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Scott Stern | 1704642 | 3 | 05/07/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Patrick Reedy | 2121643 | 5 | 05/07/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |